feat(ocsf): configurable schema version for SIEM backward compatibility

[zanetworker]

Summary

Add a gateway-configurable OCSF schema version target that downgrades JSONL output for SIEMs that only support older schema versions. AWS Security Lake requires v1.1.0, Splunk CIM Add-On targets v1.1-v1.3, CrowdStrike FDR uses v1.5.0. OpenShell's internal model stays at the current version; only the JSONL serialization is transformed.

Related Issue

Closes #2662

Approach

A downgrade filter in the JSONL layer runs after event serialization and before writing. Based on a field-by-field diff across v1.1.0, v1.3.0, and v1.7.0 (analysis), the filter is small:

1. Strip profile-gated fields: ai_model, container, observation_point_id
2. Remove unknown profiles from metadata.profiles: ai_operation, container
3. Rewrite metadata.version to the target version

No field renames needed. The core event structure (class UIDs, activity IDs, HTTP/network fields) is identical across all versions. The differences are all profile-gated additions.

The shorthand log output is unaffected (human-readable, not consumed by SIEMs).

Gateway Configuration

[openshell.gateway]
ocsf_schema_version = "1.1"

The setting flows to sandboxes via the settings bundle (same mechanism as ocsf_json_enabled). Empty or unset means no downgrade.

Changes

openshell-ocsf crate:

• format/downgrade.rs — downgrade_event() function that strips fields and profiles based on target version
• tracing_layers/jsonl_layer.rs — with_target_version() method; applies downgrade before writing

openshell-sandbox crate:

• main.rs — creates shared ocsf_schema_version mutex, passes to JSONL layer
• lib.rs — apply_ocsf_schema_version_setting() reads the gateway setting and updates the shared version

SIEM Compatibility Matrix

SIEM	OCSF Version	Downgrade Needed
AWS Security Lake	v1.1.0	Yes
Splunk CIM Add-On	v1.1-v1.3	Yes
CrowdStrike FDR	v1.5.0	Yes (strips v1.7+ fields)
Datadog Cloud SIEM	v1.5.0 (selectable)	Depends on config

Testing

• cargo test -p openshell-ocsf — 134 passed (7 new downgrade tests)
• cargo clippy --all-targets -- -D warnings — clean
• cargo check -p openshell-sandbox — compiles with settings wiring

Checklist

• Follows Conventional Commits
• Commits are signed off (DCO)
• Unit tests added

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[zanetworker]

E2E Verification: Splunk CIM mapping with v1.1 downgraded events

Tested the full pipeline on a live cluster with Splunk Enterprise:

1. Gateway setting: ocsf_schema_version = "1.1"
2. Sandbox emits events internally at v1.7, JSONL layer downgrades to v1.1
3. Events sent to Splunk HEC with sourcetype=ocsf
4. OCSF-CIM Add-On maps events to standard CIM data models

Splunk CIM query: sourcetype=ocsf tag=network tag=communicate | table _time dest dvc vendor_product metadata.version

Result: 13 events mapped to CIM Network Traffic data model with metadata.version = 1.1. CIM fields (dest, dvc, vendor_product) populated automatically via the OCSF-CIM Add-On's eventtypes and field aliases. No custom dashboards or SPL required.

This proves the "plug OpenShell into your existing SIEM and it just works" story for customers running Splunk with the OCSF-CIM Add-On on v1.1 schemas.

[zanetworker]

Related: #2664 adds AI inference events via the ai_operation profile on ApiActivity [6003] and bumps the schema to v1.8.0. The downgrade filter in this PR strips those profile fields when targeting v1.1/v1.3 for older SIEMs. The two PRs are independent and can be merged in either order.

[johntmyers]

@zanetworker does this configuration need to be addressed in the docs?

[johntmyers]

gator-agent

PR Review Status

Validation: Project-valid implementation of accepted issue #2662; the author also supplied live Splunk v1.1 integration evidence.
Head SHA: 8fdaeece2ce7396ade50850d4de6765a01c01985
Base SHA: dd2b4e3bc0688bdd59f90030f7c1d52511d6e354
Merge base SHA: dd2b4e3bc0688bdd59f90030f7c1d52511d6e354
Patch ID: 99ebca72e7706c76032c9ed2d3289e7b3ea8930c
Gator payload: 4
Review mode: initial
Previous reviewed SHA: none
Review budget exhausted: no
Maintainer decision required: no

Thanks @zanetworker, I checked the live Splunk verification and the note that #2664 is independent; those support the feature's validation. @johntmyers's question about documentation is also well-founded: the existing published OCSF export contract becomes inaccurate at this head.

Blocking findings:

• GATOR-8fdaeece-01: Unsupported and malformed target versions are accepted; see the inline finding.
• GATOR-8fdaeece-02 — Warning: Published OCSF export guidance must accurately document selectable output versions and the supported configuration workflow.
  • Prerequisite: An operator follows /observability/ocsf-json-export to configure or integrate JSON export.
  • Entry point → sink: Published OCSF export docs and openshell settings → schema-aware SIEM ingestion of the emitted JSONL.
  • Base → head: The page accurately promised complete v1.7.0 objects before schema selection existed; this head adds field-stripping, schema-selectable output while the page still promises every record is complete v1.7.0 and gives no selection workflow.
  • Impact: The primary integration page materially misstates the emitted contract and leaves operators unable to discover or correctly configure the feature.
  • Reproducer: Follow docs/observability/ocsf-json-export.mdx, then set ocsf_schema_version; downgraded records contradict its v1.7.0 guarantee, and the page has no 1.1/1.3 instructions.
  • PR ownership: The contradiction is created by this PR's new public setting; the relevant docs page already exists but is unchanged, so this blocker cannot be anchored to a docs diff line. The unchanged contract is at docs/observability/ocsf-json-export.mdx:42 and :164; .agents/skills/openshell-cli/SKILL.md:616 also documents the neighboring settings workflow but omits this key.
  • Requested change: Update the export page with global/per-sandbox commands, exact supported values, default/unset behavior, hot-reload timing, metadata rewriting, and omitted fields; update the CLI skill guidance; reference the new screenshot or remove it.

Carried findings:

• None

Non-blocking suggestions:

• None

Docs: Missing for a direct user-facing gateway setting; the current export page is materially false.

Next state: gator:in-review

[johntmyers]

gator-agent

PR Review Status

Validation: Project-valid implementation of accepted issue #2662; the author also supplied live Splunk v1.1 integration evidence.
Head SHA: da10094fda901b31d2ead35f8e6c243b921ac291
Base SHA: dd2b4e3bc0688bdd59f90030f7c1d52511d6e354
Merge base SHA: dd2b4e3bc0688bdd59f90030f7c1d52511d6e354
Patch ID: c14374c353d8b1657f1c4dcdcf47a657a40a6bf9
Gator payload: 4
Review mode: follow_up
Previous reviewed SHA: 8fdaeece2ce7396ade50850d4de6765a01c01985
Review budget exhausted: no
Maintainer decision required: no

Thanks @zanetworker. I checked the validation and documentation update in your latest commit. The allow-list and tests resolve GATOR-8fdaeece-01, but the published configuration guidance still needs one consistency pass.

Blocking findings:

• GATOR-8fdaeece-02 — Warning (carried): Published OCSF export guidance must document only configuration paths and target versions that the runtime accepts.
  • Prerequisite: An operator follows the new OCSF export documentation to configure the downgrade through gateway.toml or for a v1.5 SIEM integration.
  • Entry point → sink: the documented gateway --config / OPENSHELL_GATEWAY_CONFIG path or openshell settings set → gateway TOML deserialization or RegisteredSetting::validate_string_value.
  • Base → head: The previous head omitted the setting. This head documents [openshell.gateway].ocsf_schema_version, but the gateway file schema has no such field and rejects it; it also recommends 1.5 for CrowdStrike and Datadog even though the new allow-list accepts only empty, 1.1, and 1.3.
  • Impact: Following the TOML example deterministically prevents gateway startup, while following either v1.5 recommendation produces a settings validation error and cannot configure the advertised integration.
  • Reproducer: Start the gateway with [openshell.gateway] containing ocsf_schema_version = "1.1"; parsing rejects the unknown field. Separately run openshell settings set --global --key ocsf_schema_version --value "1.5"; the new allow-list rejects it.
  • PR ownership: This PR introduces the setting, and the latest delta adds these incompatible examples while resolving the existing docs obligation.
  • Locations: docs/observability/ocsf-json-export.mdx:160, :181, :182, and :196; docs/reference/gateway-config.mdx:81.
  • Requested change: Remove the gateway.toml example and gateway-config reference unless that entry point is implemented. Remove or clearly mark the v1.5 workflows as unsupported, and state that selectable downgrade targets are 1.1 and 1.3 through global or per-sandbox settings.

Carried findings:

• GATOR-8fdaeece-02: still open as described above.

Docs: Present, but currently advertises unsupported configuration paths and values.

Next state: gator:in-review

[johntmyers]

gator-agent

PR Review Status

Validation: Project-valid implementation of accepted issue #2662; the author also supplied live Splunk v1.1 integration evidence.
Head SHA: 12d577fe83d0b7783aa990b3681263c15d781acb
Base SHA: dd2b4e3bc0688bdd59f90030f7c1d52511d6e354
Merge base SHA: dd2b4e3bc0688bdd59f90030f7c1d52511d6e354
Patch ID: c080fb79f09d08592568aab8d1fc92191a44020c
Gator payload: 4
Review mode: follow_up
Previous reviewed SHA: da10094fda901b31d2ead35f8e6c243b921ac291
Review budget exhausted: no
Maintainer decision required: no

Thanks @zanetworker. I checked your latest documentation-only delta against the runtime setting allow-list and configuration path. It removes the unsupported gateway.toml field, removes the gateway configuration reference, and marks the unsupported v1.5 targets accurately. That resolves GATOR-8fdaeece-02 and addresses @johntmyers's documentation question.

Blocking findings:

• No blocking findings remain.

Carried findings:

• None. GATOR-8fdaeece-01 and GATOR-8fdaeece-02 are resolved by the latest patch.

Docs: Fern documentation and the related CLI skill now describe the supported global/per-sandbox settings workflow, supported values, default behavior, and hot-reload timing. No navigation change is needed for the existing page.

Next state: gator:in-review pending required E2E workflow dispatch; advance to gator:watch-pipeline only after the current-head workflow is queued.

[github-actions]

Label test:e2e applied, but pull-request/2717 does not exist yet. A maintainer needs to comment /ok to test 12d577fe83d0b7783aa990b3681263c15d781acb to mirror this PR. Once the mirror exists, re-apply the label or re-run Branch E2E Checks from the Actions tab.

[johntmyers]

/ok to test 12d577f

[lbelyaev]

On @johntmyers 's docs question — the thing most worth calling out is that the downgrade is lossy in one specific way. downgrade_event strips ai_model and the ai_operation profile, then rewrites metadata.version, so a downgraded line is byte-for-byte indistinguishable from an event where no model was involved. For additive profile fields that's harmless, but ai_model is the attribution field — for an agent runtime it's close to the one thing the audit stream exists to record — and your Splunk run shows the downgraded JSONL is exactly what the SIEM ingests as the record, with no full-fidelity line beside it.

Would it be worth having a lossy downgrade leave a breadcrumb — stash the elided fields (or just downgraded_from: "1.7.0") under unmapped, which older schemas tolerate and SIEMs ignore — so the record stays honest about what it dropped? The stripping itself is unavoidable for older consumers; the question is only whether the emitted event should admit it happened, or whether the JSONL is explicitly a lossy export with fidelity kept elsewhere. Either way it's worth a line in the docs so an operator on v1.1 knows AI attribution won't be in that stream.

[github-actions]

Label test:e2e applied for 12d577f. Open the existing run and click Re-run all jobs to execute with the label set. The run will execute the standard E2E suite after building the required gateway and supervisor images once. The matching required CI gate status on this PR will flip green automatically once the run finishes.

[johntmyers]

On @johntmyers 's docs question — the thing most worth calling out is that the downgrade is lossy in one specific way. downgrade_event strips ai_model and the ai_operation profile, then rewrites metadata.version, so a downgraded line is byte-for-byte indistinguishable from an event where no model was involved. For additive profile fields that's harmless, but ai_model is the attribution field — for an agent runtime it's close to the one thing the audit stream exists to record — and your Splunk run shows the downgraded JSONL is exactly what the SIEM ingests as the record, with no full-fidelity line beside it.

Would it be worth having a lossy downgrade leave a breadcrumb — stash the elided fields (or just downgraded_from: "1.7.0") under unmapped, which older schemas tolerate and SIEMs ignore — so the record stays honest about what it dropped? The stripping itself is unavoidable for older consumers; the question is only whether the emitted event should admit it happened, or whether the JSONL is explicitly a lossy export with fidelity kept elsewhere. Either way it's worth a line in the docs so an operator on v1.1 knows AI attribution won't be in that stream.

I'm a bit ambivalent on this. Curious what @zanetworker thinks as he's closest to the use case. I usually default to "doing less" when able. Operators working with OCSF should know what version they are on and also understand there are other versions out there that they are missing the benefits from. IMHO we could call this out in the actual docs pages "OpenShell supports up to version 1.8 in order support newer AI properties, if you need this data you should upgrade." or something to that effect.

[johntmyers]

gator-agent

Author Follow-Up Nudge

This PR has been in gator:in-review for more than 48 business hours with unresolved review feedback.

@zanetworker, @johntmyers asked that the lossy downgrade be documented clearly for operators and auditors. I checked the unchanged current head: downgraded JSONL still strips ai_model attribution while the documentation says downgrading does not lose security-relevant data and describes JSONL as the complete record.

Please clarify whether downgraded JSONL is intentionally a lossy export with a full-fidelity record retained elsewhere, or update the documentation or implementation so auditors can distinguish “no model involved” from “model attribution stripped.”

[zanetworker]

@johntmyers was on PTO, will work on the latest feedback

[johntmyers]

/ok to test 5f5f094

[johntmyers]

gator-agent

PR Review Status

Thanks @zanetworker. I checked the rebased author patch after your update and verified that the new unmapped.downgraded_from breadcrumb and corrected lossy-export documentation address @johntmyers's feedback about distinguishing absent AI attribution from attribution stripped during downgrade. The bounded critical-only review found no new blocking defect, and both prior Gator findings remain resolved.

Blocking findings:

• No blocking findings remain.

Carried findings:

• None. GATOR-8fdaeece-01 and GATOR-8fdaeece-02 remain resolved.

Gator metadata

• Validation: Project-valid implementation of accepted issue #2662 with author-supplied Splunk integration evidence.
• Docs: Fern documentation now accurately describes the supported settings workflow, downgrade targets, lossy behavior, omitted AI attribution, and the audit breadcrumb; no navigation change is needed for the existing page.
• Checks: Required current-head Branch Checks, Helm Lint, and E2E gates are pending, but their workflows have not yet been queued.
• E2E: test:e2e is applied. The copy-pr mirror was stale at the previous SHA; /ok to test 5f5f0944996d5a60556804c11580f355e6d4bb43 was posted and mirror refresh is pending.
• Head SHA: 5f5f0944996d5a60556804c11580f355e6d4bb43
• Base SHA: 74960ebfaeec4673885089ed995fad902459749f
• Merge base SHA: 74960ebfaeec4673885089ed995fad902459749f
• Patch ID: 72d177e27bd48b6ddb6e6f05122952e999af9d5d
• Gator payload: 8
• Review mode: critical_only
• Previous reviewed SHA: 12d577fe83d0b7783aa990b3681263c15d781acb
• Review budget exhausted: yes
• Maintainer decision required: no
• Next state: gator:blocked
• Blocked reason: copy_pr_mirror_pending

[github-actions]

Label test:e2e applied for 5f5f094. Open the existing run and click Re-run all jobs to execute with the label set. The run will execute the standard E2E suite after building the required gateway and supervisor images once. The matching required CI gate status on this PR will flip green automatically once the run finishes.

[johntmyers]

gator-agent

PR Review Status

Thanks @zanetworker. I checked the rebased author patch against the previously reviewed tree. The OCSF setting guidance now follows the repository's move from the old internal CLI skill path to the public skills/openshell-cli path, both prior Gator findings remain resolved, and the bounded critical-only review found no new blocking defect.

Blocking findings:

• No blocking findings remain.

Carried findings:

• None. GATOR-8fdaeece-01 and GATOR-8fdaeece-02 remain resolved.

Gator metadata

• Validation: Project-valid implementation of accepted issue #2662 with author-supplied Splunk integration evidence.
• Docs: Fern documentation and the public CLI skill accurately describe supported settings, downgrade targets, lossy behavior, omitted AI attribution, and the audit breadcrumb.
• Checks: Current-head Branch Checks, Helm Lint, and E2E gates are pending and not yet dispatched.
• E2E: test:e2e is applied; current-head copy-pr mirror authorization and workflow dispatch are pending.
• Head SHA: 1c3d1fab515b50ec88097988788c30a1abd53af8
• Base SHA: 64a858dadebc23cf715bc4292c8c4970f2e9a3d2
• Merge base SHA: 64a858dadebc23cf715bc4292c8c4970f2e9a3d2
• Patch ID: 501a5efe160e411930608f2df8651f0bc25d9b9d
• Gator payload: 8
• Review mode: critical_only
• Previous reviewed SHA: 5f5f0944996d5a60556804c11580f355e6d4bb43
• Review budget exhausted: yes
• Maintainer decision required: no
• Next state: gator:blocked
• Blocked reason: copy_pr_mirror_pending

[johntmyers]

/ok to test 1c3d1fa